Insight

On 23 September 2026, PIC/S published the new version PE 009-18 of the PIC/S GMP Guide. This new PE 009-18 edition totals 400 pages, consisting of Part I (Basic GMP Requirements for Medicinal Products), Part II (GMP for Active Pharmaceutical Ingredients), and 20 Annexes, as listed below:

Part I — Basic Requirements for Medicinal Products

Chapter 1 — Pharmaceutical Quality System

  • Principle
  • Pharmaceutical Quality System
  • Good Manufacturing Practices for Medicinal Products (GMP)
  • Quality Control
  • Product Quality Review
  • Quality Risk Management

Chapter 2 — Personnel

  • Principle
  • General
  • Key Personnel
  • Training
  • Personal Hygiene
  • Consultants

Chapter 3 — Premises and Equipment

  • Principle
  • Premises
    • General
    • Production Area
    • Storage Area
    • Quality Control Area
    • Ancillary Area
  • Equipment

Chapter 4 — Documentation

  • Principle
  • GMP Documentation Required (by Type)
  • Generation and Control of Documentation
  • Good Documentation Practices
  • Retention of Documents
  • Specifications
    • Specifications for Starting and Packaging Materials
    • Specifications for Intermediate and Bulk Products
    • Specifications for Finished Products
  • Manufacturing Formula and Processing Instructions
  • Packaging Instructions
  • Batch Processing Records
  • Batch Packaging Records
  • Procedures and Records
    • Receipt
    • Sampling
    • Testing
    • Other

Chapter 5 — Production

  • Principle
  • General
  • Prevention of Cross-Contamination in Production
  • Validation
  • Starting Materials
  • Processing Operations — Intermediate and Bulk Products
  • Packaging Materials
  • Packaging Operations
  • Finished Products
  • Rejected, Recovered and Returned Materials
  • Product Shortages due to Manufacturing Constraints

Chapter 6 — Quality Control

  • Principle
  • General
  • Good Quality Control Laboratory Practice
  • Documentation
  • Sampling
  • Testing
  • On-Going Stability Programme
  • Transfer of Analytical Methods

Chapter 7 — Contract Activities

  • Principle
  • General
  • The Contract Giver
  • The Contract Acceptor
  • The Contract

Chapter 8 — Complaints and Product Recall

  • Principle
  • Personnel and Organisation
  • Procedures for Handling and Investigation of Complaints (Including Possible Quality Defects)
  • Investigation and Decision-Making
  • Root Cause Analysis and Corrective and Preventive Actions
  • Product Recalls and Other Potential Risk-Reducing Actions

Chapter 9 — Self-Inspection

  • Principle

Part II — GMP for Active Pharmaceutical Ingredients (API)

1. Introduction

  • 1.1 Purpose
  • 1.2 Scope

2. Quality Management

  • 2.1 Principles
  • 2.2 Quality Risk Management
  • 2.3 Responsibilities of the Quality Unit
  • 2.4 Responsibilities for Production Activities
  • 2.5 Internal Audits (Self-Inspection)
  • 2.6 Product Quality Review

3. Personnel

  • 3.1 Personnel Qualifications
  • 3.2 Personnel Hygiene
  • 3.3 Consultants

4. Buildings and Facilities

  • 4.1 Design and Construction
  • 4.2 Utilities
  • 4.3 Water
  • 4.4 Containment
  • 4.5 Lighting
  • 4.6 Sewage and Waste
  • 4.7 Sanitation and Maintenance

5. Process Equipment

  • 5.1 Design and Construction
  • 5.2 Equipment Maintenance and Cleaning
  • 5.3 Calibration
  • 5.4 Computerised Systems

6. Documentation and Records

  • 6.1 Documentation System and Specifications
  • 6.2 Equipment Cleaning and Use Records
  • 6.3 Records of Raw Materials, Intermediates, API Labelling and Packaging Materials
  • 6.4 Master Production Instructions (Master Production and Control Records)
  • 6.5 Batch Production Records (Batch Production and Control Records)
  • 6.6 Laboratory Control Records
  • 6.7 Batch Production Record Review

7. Materials Management

  • 7.1 General Controls
  • 7.2 Receipt and Quarantine
  • 7.3 Sampling and Testing of Incoming Production Materials
  • 7.4 Storage
  • 7.5 Re-evaluation

8. Production and In-Process Controls

  • 8.1 Production Operations
  • 8.2 Time Limits
  • 8.3 In-Process Sampling and Controls
  • 8.4 Blending of Intermediates or API Batches
  • 8.5 Contamination Control

9. Packaging and Labelling of APIs and Intermediates

  • 9.1 General
  • 9.2 Packaging Materials
  • 9.3 Label Issuance and Control
  • 9.4 Packaging and Labelling Operations

10. Storage and Distribution

  • 10.1 Warehousing Procedures
  • 10.2 Distribution Procedures

11. Laboratory Controls

  • 11.1 General Controls
  • 11.2 Testing of Intermediates and APIs
  • 11.3 Validation of Analytical Methods (see Section 12)
  • 11.4 Certificate of Analysis
  • 11.5 Stability Monitoring of APIs
  • 11.6 Expiry and Retest Dating
  • 11.7 Reserve/Retention Samples

12. Validation

  • 12.1 Validation Policy
  • 12.2 Validation Documentation
  • 12.3 Qualification
  • 12.4 Approaches to Process Validation
  • 12.5 Process Validation Programme
  • 12.6 Periodic Review of Validated Systems
  • 12.7 Cleaning Validation
  • 12.8 Validation of Analytical Methods

13. Change Control

14. Rejection and Re-Use of Materials

  • 14.1 Rejection
  • 14.2 Reprocessing
  • 14.3 Reworking
  • 14.4 Recovery of Materials and Solvents
  • 14.5 Returns

15. Complaints and Recalls

16. Contract Manufacturers (Including Laboratories)

17. Agents, Brokers, Traders, Distributors, Repackers and Relabellers

  • 17.1 Applicability
  • 17.2 Traceability of Distributed APIs and Intermediates
  • 17.3 Quality Management
  • 17.4 Repackaging, Relabelling and Holding of APIs and Intermediates
  • 17.5 Stability
  • 17.6 Transfer of Information
  • 17.7 Handling of Complaints and Recalls
  • 17.8 Handling of Returns

18. Specific Guidance for APIs Manufactured by Cell Culture/Fermentation

  • 18.1 General
  • 18.2 Cell Bank Maintenance and Record Keeping
  • 18.3 Cell Culture/Fermentation
  • 18.4 Harvesting, Isolation and Purification
  • 18.5 Viral Removal/Inactivation Steps

19. APIs for Use in Clinical Trials

  • 19.1 General
  • 19.2 Quality
  • 19.3 Equipment and Facilities
  • 19.4 Control of Raw Materials
  • 19.5 Production
  • 19.6 Validation
  • 19.7 Changes
  • 19.8 Laboratory Controls
  • 19.9 Documentation

20. Glossary


Annexes

Annex 1 — Manufacture of Sterile Medicinal Products

  • Document Map
  • Scope
  • Principle
  • Pharmaceutical Quality System (PQS)
  • Premises
  • Barrier Technologies
  • Qualification of Cleanrooms and Clean Air Equipment
  • Disinfection
  • Equipment
  • Utilities
    • Water Systems
    • Steam Used as a Direct Sterilising Agent
    • Gases and Vacuum Systems
    • Heating, Cooling and Hydraulic Systems
  • Personnel
  • Production and Specific Technologies
    • Terminally Sterilised Products
    • Aseptic Preparation and Processing
    • Finishing of Sterile Products
    • Sterilisation
      • Thermal Sterilisation
      • Moist Heat Sterilisation
      • Dry Heat Sterilisation
      • Radiation Sterilisation
      • Ethylene Oxide Sterilisation
      • Sterilisation by Filtration of Products Which Cannot Be Sterilised in Their Final Container
    • Form-Fill-Seal (FFS)
    • Blow-Fill-Seal (BFS)
    • Lyophilisation
    • Closed Systems
    • Single Use Systems (SUS)
  • Environmental and Process Monitoring
    • General
    • Environmental and Process Monitoring
    • Environmental Monitoring — Total Particles
    • Environmental and Personnel Monitoring — Microbiological
    • Aseptic Process Simulation (APS, also known as Media Fill)
  • Quality Control (QC)
  • Glossary

Annex 2A — Manufacture of Advanced Therapy Medicinal Products (ATMPs) for Human Use

  • Scope
  • Principle
  • Part A: General Guidance
    • Supplementary Provisions to PIC/S GMP Guide Part I
      • Chapter 1 — Pharmaceutical Quality System
      • Chapter 2 — Personnel
      • Chapter 3 — Premises and Equipment
      • Chapter 4 — Documentation
      • Chapter 5 — Production
      • Chapter 6 — Quality Control
      • Chapter 7 — Contract Activities
      • Chapter 8 — Complaints and Product Recall
  • Part B: Specific Guidance for Specific Product Types
  • Glossary Common to Annex 2A and 2B

Annex 2B — Manufacture of Biological Active Substances and Medicinal Products for Human Use

  • Scope
  • Principle
  • Part A: General Guidance
    • Personnel
    • Premises and Equipment
    • Animals
    • Documentation
    • Production
      • Starting and Raw Materials
      • Seed Lot and Cell Bank System
      • Operating Principles
    • Quality Control
  • Part B: Specific Guidance for Specific Product Types

Annex 3 — Manufacture of Radiopharmaceuticals

  • Principle
  • Introduction
  • Quality Assurance
  • Personnel
  • Premises and Equipment
  • Documentation
  • Production
  • Quality Control
  • Reference and Retention Samples
  • Distribution
  • Glossary

Annex 4 — Manufacture of Veterinary Medicinal Products Other than Immunological Veterinary Medicinal Products

  • Manufacture of Medicated Feed Premixes
  • Manufacture of Ectoparasiticides
  • Manufacture of Veterinary Medicinal Products Containing Penicillins
  • Retention Samples
  • Sterile Veterinary Medicinal Products

Annex 5 — Manufacture of Immunological Veterinary Medicinal Products

  • Principle
  • Personnel
  • Premises
  • Equipment
  • Animals and Animal Houses
  • Disinfection and Waste Disposal
  • Production
  • Starting Materials
  • Quality Control

Annex 6 — Manufacture of Medicinal Gases

  • Principle
  • Manufacture of Active Pharmaceutical Ingredient (API) Gases
  • Manufacture of Medicinal Gases
  • Personnel
  • Premises and Equipment
  • Documentation
  • Production
  • Quality Control
  • Transport of Packaged Gases
  • Glossary

Annex 7 — Manufacture of Herbal Medicinal Products

  • Principle
  • Premises
    • Storage Areas
    • Production Areas
  • Equipment
  • Documentation
    • Specifications for Starting Materials
    • Processing Instructions
  • Quality Control

Annex 8 — Sampling of Starting and Packaging Materials

  • Principle
  • Personnel
  • Starting Materials
  • Packaging Materials

Annex 9 — Manufacture of Liquids, Creams and Ointments

  • Principle
  • Premises and Equipment
  • Production

Annex 10 — Manufacture of Pressurised Metered-Dose Aerosol Preparations for Inhalation

  • Principle
  • General
  • Premises and Equipment
  • Production and Quality Control

Annex 11 — Computerised Systems

  • Principle
  • General
  • Risk Management
  • Personnel
  • Suppliers and Service Providers
  • Project Phase
  • Validation
  • Operational Phase
    • Data
    • Accuracy Checks
    • Data Storage
    • Printouts
    • Audit Trails
    • Change and Configuration Management
    • Periodic Evaluation
    • Security
    • Incident Management
    • Electronic Signatures
    • Batch Release
    • Business Continuity
    • Archiving
  • Glossary

Annex 12 — Use of Ionising Radiation in the Manufacture of Medicinal Products

  • Introduction
  • Responsibilities
  • Dosimetry
  • Validation of the Process
  • Commissioning of the Plant
    • General
    • Gamma Irradiation Plant
    • Electron Beam Irradiation Plant
  • Premises
  • Processing
    • Gamma Irradiation Plant
    • Electron Beam Irradiation Plant
  • Documentation
  • Microbiological Monitoring

Annex 13 — Manufacture of Investigational Medicinal Products

  • Introduction
  • Scope
  • Pharmaceutical Quality System
  • Personnel
  • Premises and Equipment
  • Documentation
  • Production
  • Quality Control
  • Release of Batches
  • Contracted Operations
  • Complaints
  • Recalls and Returns
  • Glossary

Annex 14 — Manufacture of Medicinal Products Derived from Human Blood or Plasma

  • Glossary
  • Scope
  • Principle
  • Quality Management
  • Traceability and Post-Collection Measures
  • Premises and Equipment
  • Production
  • Quality Control
  • Release of Intermediate and Finished Products
  • Retention of Plasma Pool Samples
  • Disposal of Waste
  • Annexure

Annex 15 — Qualification and Validation

  • Principle
  • General
  • Organisation and Planning of Qualification and Validation
  • Documentation, Including Validation Master Plan (VMP)
  • Qualification Stages for Equipment, Facilities and Systems
  • Re-Qualification
  • Process Validation
  • Qualification of Transportation
  • Validation of Packaging
  • Qualification of Utilities
  • Validation of Test Methods
  • Cleaning Validation
  • Change Control
  • Glossary

Annex 16 — Qualified Person and Batch Release

  • Scope
  • Principles
  • The Certification (Assessment and Release) Process
  • GMP Assessment Relying on Third Parties (e.g. Audits)
  • Handling of Unexpected Deviations
  • Release of Batches
  • Glossary
  • Appendix I
  • Appendix II

Annex 17 — Real-Time Release Testing and Parametric Release

  • Principle
  • Scope
  • Real-Time Release Testing (RTRT)
  • Parametric Release and Sterilisation
  • Glossary

Annex 18 — GMP Guide for Active Pharmaceutical Ingredients (Incorporated into Part II)

Annex 19 — Reference and Retention Samples (Revised in This Version, PE 009-18)

  • Scope
  • Principle
  • Duration of Storage
  • Quantities of Reference and Retention Samples
  • Storage Conditions
  • Written Agreements
  • Reference Samples — Key Points
  • Retention Samples — Key Points
  • Reference and Retention Samples for Parallel Imported/Parallel Distributed Products
  • Reference and Retention Samples in the Case of Closure of a Manufacturer

Annex 20 — Quality Risk Management

  • Foreword and Scope of Application
  • Introduction
  • Scope
  • Principles of Quality Risk Management
  • General Quality Risk Management Process
  • Responsibilities
  • Initiating a Quality Risk Management Process
  • Risk Assessment
  • Risk Control
  • Risk Communication
  • Risk Review
  • Risk Management Methodology
  • Integration of Quality Risk Management into Industry and Regulatory Operations
  • Definitions
  • References
  • Appendix I: Risk Management Methods and Tools
    • Basic Risk Management Facilitation Methods
    • Failure Mode Effects Analysis (FMEA)
      • Potential Areas of Use
    • Failure Mode, Effects and Criticality Analysis (FMECA)
    • Fault Tree Analysis (FTA)
    • Hazard Analysis and Critical Control Points (HACCP)
    • Hazard Operability Analysis (HAZOP)
    • Preliminary Hazard Analysis (PHA)
    • Risk Ranking and Filtering
    • Supporting Statistical Tools
  • Appendix II: Potential Applications of Quality Risk Management
    • As Part of Integrated Quality Management
    • As Part of Regulatory Operations
    • As Part of Development
    • For Facilities, Equipment and Utilities
    • As Part of Materials Management
    • As Part of Production
    • As Part of Laboratory Control and Stability Studies
    • As Part of Packaging and Labelling
  • Glossary

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